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Chapter 15: Hedge Fund Operational Excellence

In this section

  • Best Practices in Risk Monitoring and Governance
    Explore a comprehensive framework for hedge fund risk governance, including roles, responsibilities, stress testing, scenario analysis, and a risk-aware culture.
  • Technology, Data Analytics, and Trade Execution
    Exploring hedge fund technology strategies, data analytics best practices, and trade execution frameworks to optimize performance in alternative investment strategies.
  • Hedge Fund Failures and Lessons Learned
    Understanding key drivers behind hedge fund collapses through real-case examples of LTCM and Amaranth, and how to apply lessons learned to strengthen risk management, investment processes, and operational controls.
  • Investor Communications and Transparency
    Explore the vital role of investor communications and transparency in hedge fund operational excellence, focusing on timely reporting standards, disclosures, and performance attribution to build and maintain investor trust.
  • Best Execution Standards and Broker Selection
    A comprehensive guide to establishing a robust best execution framework for hedge funds, focusing on broker due diligence, transaction cost analysis, and ongoing optimization.
  • Counterparty and Clearinghouse Relations
    Counterparty and clearinghouse relations for hedge funds, focusing on multiple prime brokers, credit risk management, and margin negotiation to ensure liquidity and minimize exposures.
  • Leadership and Culture in Fund Management
    Explore how strong leadership and a supportive culture drive hedge fund success by fostering integrity, accountability, teamwork, and innovation.
  • Review of Regulatory Filings and Documentation
    Explore key regulatory filing requirements for hedge funds, learn best practices for maintaining essential documentation, discover compliance pitfalls, and gain practical insights into Form PF, CPO-PQR, and AIFMD obligations.
  • Optimization of Management and Incentive Fees
    Discover best practices and practical insights for designing and refining hedge fund fee structures, including hurdle rates, high-water marks, tiered fee schedules, and clawback provisions.
  • Multi-Jurisdictional Compliance and Registration
    Explore hedge fund compliance and registration processes across global jurisdictions, focusing on SEC, FCA, and MAS requirements. Learn about marketing rules, accredited investor definitions, and robust reporting protocols for efficient cross-border operations.
  • Conflict of Interest Policies and Internal Controls
    Explore comprehensive strategies to identify, manage, and mitigate potential conflicts in hedge fund operations through robust policies and internal controls.
  • Disaster Recovery and Business Continuity Plans
    Explore essential strategies for hedge funds to safeguard operations, maintain investor trust, and meet regulatory requirements through robust disaster recovery and business continuity planning.
  • Service Provider Selection and Fee Negotiations
    Explore the critical process of selecting and monitoring hedge fund service providers, including fee structures, operational due diligence, and best practices in negotiating contracts.
  • Parallel Funds and Offshore Structures
    Explore the mechanisms of parallel fund structures, understand transfer pricing for Hedge Funds, and learn the operational, tax, and regulatory benefits of offshore domiciles.
  • Operational Audits and Controls Testing
    A comprehensive exploration of operational audits and controls testing in hedge fund environments, highlighting best practices, surprise audits, SOC reports, and remediation plans for maintaining robust internal controls.
  • Ongoing Due Diligence from the Investor Perspective
    Learn how to continuously monitor hedge fund investments, assess evolving risks, and maintain robust dialogue with fund managers, ensuring alignment with objectives and best practices.
Wednesday, April 9, 2025 Monday, January 1, 1

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